Prometeia DWMP - Financial Advisory

The Financial Advisory Module of Prometeia Digital Wealth Management Platform addresses the operational and regulatory complexity inherent in delivering compliant investment services in private and retail banking. By supporting the full advisory lifecycle - from regulatory profiling through portfolio analysis, proposal generation, monitoring and reporting - it enables banks to offer high-quality, personalized advice at scale, across all client segments (mass affluent to HNWI) and service models (execution only, advisory, discretionary). The module improves advisor productivity, decision making and personalization through automation, proposal generation tools, embedded analytics, and real-time pre-trade compliance checks. Advisory teams are equipped with portfolio health diagnostics, suitability alerts, and optimization engines, enabling them to deliver timely, tailored proposals that reflect the bank advisory service models, product governance rules, and investment ideas. Compliance with MiFID II, FinSA, Customer Duty and other regulatory frameworks is ensured through integrated controls on suitability, appropriateness, risk limits, concentration, ESG alignment, and cost-benefit analysis - configured per service model and client segment. The module also supports cross-border advisory and structured product suitability. Thanks to its modular and API-first architecture, the solution integrates easily with CRM, PMS, and banking portals, enabling banks to centralize governance while delivering seamless user experiences. Whether deployed SaaS or on-prem, the platform is engineered to scale across booking centers and geographies, making it ideal for multi-entity, multilingual banking environments.