Sold by: Shield Financial ComplianceÂ
Deployed on AWS
Shield is a unified, cloud-native platform that delivers comprehensive digital communications governance, archiving, and compliance capabilities. Designed with a modular architecture, Shield enables organizations to scale flexibly while meeting evolving regulatory and operational requirements. The platform supports ingestion from over 100 communication data sources and provides robust record management, retention, supervision, and compliance eDiscovery tools. Powered by advanced, multi-layered AI, Shield offers deep insights and operational efficiency across the full lifecycle of digital communications governance.
Overview
Named by Gartner as a Visionary in the Digital Communication Governance and Archiving sector, the Shield AI-powered solution is purpose built for financial enterprises.
Shield is a unified, cloud-native platform that centralizes and streamlines digital communications archiving and surveillance across 100+ data sources for unified compliance. Built with AI that is foundational to the Shield platform that is designed modularly to flexibly support customer needs as they scale.
Transparent models deliver risk insights on every alert, making it easy for compliance to focus on what matters most. Powered by the Shield AmplifAI multi-agent GenAI architecture, Shield uses behavioral analysis, advanced AI methods of semantic detection, and industry expertise. By transforming data chaos into actionable insight, surfacing risk with precision, and fortifying oversight with explainable, governable AI, your team gains unmatched clarity, control, and compliance.
Shield Data Hub for Compliant Records Management: Regain control of your data with a centralized, secure, flexible compliance archiving and records management platform. Data is at the heart of everything we do. Our Data Hub manages over 10 billion messages annually with centralized, secure records management that ensures full regulatory compliance and efficiency.
Shield Surveillance for Broad and Accurate Risk Detection: Leveraging multi-layered AI to deliver actionable risk insights and achieve over 90% accuracy in identifying compliance risks.
Shield Discover for Streamlined Compliance eDiscovery: Simplifying search and investigations with early case insights, seamless data handling, and effortless collaboration.
Shield Supervision for Focused Monitoring: Surface the right conversations to the right reviewers, with advanced automation and logic, ensuring strategic coverage and efficient oversight.
Shield also offers additional integrated and advanced modules that are designed to augment core workflows and ensure complete, proactive compliance:
-Voice offering: Enhances search and monitoring of audio communications with high-accuracy, multi lingualtranscription and semantic risk analysis.
-Information Barriers model: Leverage within Shield Surveillance to detect MNPI violations across ethical walls, firm research, personal trading, and restricted lists.
-AmplifAI layer: Embedded GenAI and agentic AI across the platform, boosting user insight, speed, and oversight with full explainability and regulatory alignment.
Highlights
- Your data stays within your environment and Shield will never charge you for access to it. With unparalleled data control, privacy, and security, your data is your data.
- Ensure compliance with a WORM-compliant, SEC 17a-4 validated content store, built to meet or exceed regulatory requirements including those from FINRA, SEC, CFTC, FCA, MiFID II, and emerging AI specific standards like the EU AI Act and FINRA AI regulations.
- Designed with a trust-first architecture, embedding security, integrity, and transparency into every layer of the platform to ensure defensible compliance and enduring customer confidence.
Details
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Delivery method
Deployed on AWS
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Features and programs
Financing for AWS Marketplace purchases
AWS Marketplace now accepts line of credit payments through the PNC Vendor Finance program. This program is available to select AWS customers in the US, excluding NV, NC, ND, TN, & VT.
Pricing
Pricing is based on the duration and terms of your contract with the vendor. This entitles you to a specified quantity of use for the contract duration. If you choose not to renew or replace your contract before it ends, access to these entitlements will expire.
Additional AWS infrastructure costs may apply. Use the AWS Pricing Calculator to estimate your infrastructure costs.
Dimension | Description | Cost/12 months |
|---|---|---|
Shield Data Hub | Platform enablement entry license. | $250,000.00 |
Consultation with Subject Matter Expert | Complimentary consultation with a Shield SME to ensure our solutions are aligned to your unique business and compliance needs. Private offer/pricing available upon request. | $0.00 |
Vendor refund policy
Contact Shield at marketplace@shieldfc.comÂ
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Delivery details
Software as a Service (SaaS)
SaaS delivers cloud-based software applications directly to customers over the internet. You can access these applications through a subscription model. You will pay recurring monthly usage fees through your AWS bill, while AWS handles deployment and infrastructure management, ensuring scalability, reliability, and seamless integration with other AWS services.
Resources
Vendor resources
Support
Vendor support
At Shield, support is not a ticketing system, it is a partnership. We are deeply invested in your operational resilience and long-term success. That is why our global support team is available 24/7, ensuring fast, expert responses to service needs, incidents, or strategic questions. From day one, we work as an extension of your team: resolving disruptions quickly, enabling smooth operations, and continuously helping you get the most from the Shield platform.
AWS infrastructure support
AWS Support is a one-on-one, fast-response support channel that is staffed 24x7x365 with experienced and technical support engineers. The service helps customers of all sizes and technical abilities to successfully utilize the products and features provided by Amazon Web Services.
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