Audit Assistant AI Agent

In today’s regulatory and operational landscape, organizations across industries must ensure ongoing compliance with complex internal policies and external standards. However, manually reviewing vast amounts of process documentation and logs is time-consuming, prone to errors, and can delay critical audits. This challenge increases operational risk and slows the identification of irregularities and improvement opportunities.

Compass UOL introduces the Audit Assistant AI Agent, an intelligent solution designed to support compliance and governance across diverse sectors. This is not an off-the-shelf product but the result of close collaboration between our Generative AI experts and clients, combining advanced AI technologies with deep domain knowledge to create tailored AI Agents that streamline audit processes.

The Audit Assistant AI Agent systematically reviews process documentation and system logs to assess adherence to policies and regulatory requirements. By detecting irregularities and highlighting areas for improvement through contextual, data-driven analysis, it improves audit accuracy and accelerates compliance workflows.

At its core, the AI Agent integrates insights from internal controls, regulatory frameworks, and operational data, ensuring that audit findings align with organizational standards and risk management strategies.

Our approach is powered by a portfolio of technical accelerators that drastically reduce development time while preserving full customization and client ownership. Key components include:

• Dora, a secure, scalable platform and data pipeline foundation that ingests and processes diverse audit-related data efficiently.

• A dedicated solution blueprint focused on compliance auditing, offering a structured and adaptable framework tailored to various industry requirements.

• Preconfigured Retrieval-Augmented Generation (RAG) mechanisms that enable the AI Agent to generate precise, client-specific reports and recommendations.

This methodology enables delivery of a fully tailored AI Agent, seamlessly integrated with existing systems, compliant with applicable regulations, aligned with your brand identity, and powered entirely by your own data. This is a solution you own outright.

By applying Generative AI with specialized expertise, organizations can transform their audit and compliance processes—reducing manual workload, minimizing oversight risks, and accelerating corrective actions. The Audit Assistant AI Agent acts as a trusted digital auditor, augmenting human teams and enhancing governance.

This solution addresses a key business challenge: bridging the gap between extensive documentation and timely, accurate compliance assessment—while alleviating pressure on audit teams and improving organizational transparency.

In a world where compliance, agility, and trust are essential, Compass UOL’s Audit Assistant AI Agent empowers organizations to lead with intelligence, precision, and confidence. Leveraging our strategic accelerators and domain expertise, we enable you to deploy AI-powered auditing faster, smarter, and fully tailored to your needs.