Sold by: ACA GroupÂ
Deployed on AWS
Automates surveillance and reporting of employee and registered reps personal trading activity and conflict of interest tracking, such as OBAs. Please reach out for scoping discussion.
Overview
Please reach out for scoping discussion.
ACAs Employee Compliance solution streamlines the management of your firms personal trading surveillance, employee certifications, gift and entertainment requests and disclosures, political contributions, outside business activity reporting, and more. It helps your firms compliance team to quickly and accurately identify potential conflicts of interest while simplifying the submission of approval requests and disclosures for employees.
Highlights
- Requests and disclosures. Identify and investigate items of interest. Political contributions monitoring.
- Automated personal trading surveillance. Electronic brokerage links. Employee certifications.
- Reporting and analytics. Security and integrations. Mobile app availability.
Details
Sold by
Delivery method
Deployed on AWS
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Features and programs
Financing for AWS Marketplace purchases
AWS Marketplace now accepts line of credit payments through the PNC Vendor Finance program. This program is available to select AWS customers in the US, excluding NV, NC, ND, TN, & VT.
Pricing
Pricing is based on the duration and terms of your contract with the vendor. This entitles you to a specified quantity of use for the contract duration. If you choose not to renew or replace your contract before it ends, access to these entitlements will expire.
Additional AWS infrastructure costs may apply. Use the AWS Pricing Calculator to estimate your infrastructure costs.
Dimension | Description | Cost/12 months |
|---|---|---|
User Count | Number of user licenses on Employee Compliance Module. | $100,000.00 |
Vendor refund policy
No refund policy at this time.
Legal
Vendor terms and conditions
Upon subscribing to this product, you must acknowledge and agree to the terms and conditions outlined in the vendor's End User License Agreement (EULA)Â .
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Delivery details
Software as a Service (SaaS)
SaaS delivers cloud-based software applications directly to customers over the internet. You can access these applications through a subscription model. You will pay recurring monthly usage fees through your AWS bill, while AWS handles deployment and infrastructure management, ensuring scalability, reliability, and seamless integration with other AWS services.
Support
Vendor support
zachary.jones@acaglobal.com will be the main contact. Please reach out for next steps once agreement is in place.
AWS infrastructure support
AWS Support is a one-on-one, fast-response support channel that is staffed 24x7x365 with experienced and technical support engineers. The service helps customers of all sizes and technical abilities to successfully utilize the products and features provided by Amazon Web Services.
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