Sold by: Linedata
Linedata Compliance delivers web based investment compliance software with pre and post trade compliance monitoring, real-time exception tracking, breach management, and a flexible rules engine.
Overview
Linedata Compliance. Exception Driven Oversight. Our investment compliance solution is purpose built to give firms greater pre and post trade oversight with less friction. It delivers a modern, web based experience focused on exceptions that allows users to monitor and manage investment guidelines efficiently without adding headcount. Why Linedata Compliance? Web based exception management. Our interface is designed for action, not just reporting. Compliance professionals can quickly identify exceptions, drill into the details that matter, and resolve breaches in real time. Configurable alerts and smart notifications. Users are notified only when their attention is required, enabling exception based workflows across pre trade, intraday, and post trade checks. Intuitive audit and breach tracking: All action, reviews, overrides, and annotations are centrally logged and visible within a user-friendly audit layer. This helps reduce risk, improve documentation, and support internal and regulatory reporting. Unlike legacy compliance engines that bury users in noise or require batch based validation, Linedata enables continuous monitoring with role based dashboards and configurable workflows. Teams spend less time gathering data and more time making decisions.
Highlights
- Real-Time Compliance Oversight Gain confidence with pre and post trade compliance monitoring that delivers instant visibility into potential breaches. With real time exception tracking, managers can identify, investigate, and resolve issues before they escalate, reducing operational risk and ensuring portfolios stay aligned with global regulatory standards.
- Streamlined Exception Management Linedata Compliance empowers firms with exceptions based breach management that simplifies detection, escalation, and resolution. Automated alerts and workflows reduce manual intervention, while an intuitive web front end enables compliance teams to act quickly and decisively, freeing up resources to focus on high value tasks.
- Flexible Rules and Global Coverage Powered by a robust portfolio rules engine, Linedata Compliance adapts seamlessly to evolving regulations and complex client mandates across jurisdictions. Prepackaged rule libraries, combined with customizable workflows, help firms maintain compliance consistency worldwide while delivering scalability, transparency, and greater control.
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Pricing
Pricing is based on the duration and terms of your contract with the vendor. This entitles you to a specified quantity of use for the contract duration. If you choose not to renew or replace your contract before it ends, access to these entitlements will expire.
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Dimension | Description | Cost/12 months |
|---|---|---|
Subscription | One-time Subscription | $1,000.00 |
Dimensions summary
This listing uses a single pricing dimension: a one-time subscription, billed as a contract through a private offer. You buy access as a set quantity of subscription units rather than choosing from separate tiers or instance sizes. Because it is a private offer, the price and terms are arranged directly with the vendor for your firm's specific needs. The subscription covers the investment compliance software, which you can deploy scaled to your firm. There are no usage-based add-ons or hourly charges in this structure.
Top-of-mind questions for buyers
A subscription unit buys access to the investment compliance software as a one-time contract. It covers pre- and post-trade monitoring, rule building, breach management, and reporting. You can run compliance across global sites on a single instance, moving across geographies, markets, and asset types.
This is a one-time subscription billed as a contract, not usage-based. There are no hourly charges and no metered add-ons. You commit to a set quantity of subscription units upfront. The software scales for your firm's needs without per-hour or pay-as-you-go metering.
Yes. The subscription includes the compliance software, which integrates with existing proprietary or third-party front-office and back-office systems, or with other solutions from the same vendor. Integration is part of the software, not a separately priced dimension in this listing.
www.linedata.com
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Delivery details
Software as a Service (SaaS)
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Support
Vendor support
+1 617 912 4800 opt. 1 and FrontOfficeSupport@linedata.com
AWS infrastructure support
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