DXC Regulatory AI Engine – Intelligent Contracts Compliance Solution

The DXC Regulatory AI Engine – Intelligent Contracts Compliance Solution is a comprehensive GenAI-powered platform designed to address the critical challenge of regulatory compliance in highly regulated industries. With financial services alone experiencing an average of 257 regulatory change events every business day, organizations need intelligent automation to manage compliance effectively. This enterprise-grade solution transforms the traditionally manual and time-intensive process of regulatory impact assessment into an automated, accurate, and efficient workflow. The solution leverages advanced machine learning algorithms and generative AI to scan, comprehend, and analyse multiple contractual documents, identifying specific impacts of new regulatory mandates and providing actionable recommendations for compliance.

Regulatory Intelligence Engine Processes and analyses regulatory mandate documents to extract essential guidelines and requirements. The engine utilizes specialized compliance prompt templates and context-aware suggestion systems to ensure accurate interpretation of regulatory changes.

AWS Services Used: • Amazon Bedrock with Anthropic Claude – for advanced AI model processing and regulatory analysis • Amazon Kendra – for intelligent document search and Top_K sampling to retrieve relevant paragraphs • Amazon S3 – for secure storage of regulatory and policy documents • AWS Identity and Access Management (IAM) – for secure access control • AWS Key Management Service (KMS) – for encryption and data protection

Contract Impact Assessment Module Evaluates how new regulatory guidelines affect existing contractual documents across the organization. The module provides detailed recommendations for necessary amendments to specific sections in each impacted document, ensuring comprehensive compliance coverage.

AWS Services Used: • Amazon Elastic Container Service (ECS) – for running Streamlit application and LangChain framework • Amazon CloudFront – for secure content delivery and load balancing • FAISS (Facebook AI Similarity Search) – for efficient similarity searches and vector representations • Amazon Bedrock Embeddings – for creating vector representations of text content • LangChain Framework – for AI application development and orchestration

Automated Document Generation & Compliance Workflow Generates revised documents in multiple formats after compliance suggestions are reviewed and approved, streamlining the remediation process. The system maintains document structure preservation and professional formatting with dynamic content adaptation.

AWS Services Used: • Amazon ECS – for containerized document processing workflows • Amazon S3 – for storing generated compliant documents • Streamlit – for user interface and workflow management • Python-based processing engines – for document format conversion and generation

Advanced Technical Features: Custom Regulatory Content Processing: • Advanced document processing framework with custom regulatory content chunking algorithms and document structure preservation techniques ensuring formatting integrity • Multi-format document conversion supporting various regulatory standards Enterprise Integration Capabilities: • Secure document delivery with comprehensive notification systems and Enterprise system connectors for seamless workflow integration • Scalable architecture supporting high-volume document processing Security & Compliance Framework: • Layered security approach ensuring sensitive information remains confidential and end-to-end encryption for data at rest and in transit • Compliance with regulatory standards for data protection and privacy

Highlights of the Product • 60% Time Reduction: Accelerated compliance processing through intelligent automation • 80% Accuracy Improvement: Enhanced compliance precision through AI-powered analysis • Automated Impact Analysis: Intelligent identification of documents affected by new regulations across Banking, Insurance, Legal, and Real Estate sectors • Customizable Solution Architecture: Adaptable to meet each client's unique regulatory requirements • Enterprise-Grade Scalability: Robust architecture handling multiple documents simultaneously • Multi-Industry Application: Designed for Banking, Insurance, Legal, and Real Estate regulatory environments